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Restricted Stock Sales

Restricted Stock (Rule 144) involves securities that are issued in transactions other than public offerings. Often the stock has a legend and is owned by affiliated persons who may be executives, members of the Board of Directors, or other affiliated parties of a corporation.

BB&T Scott & Stringfellow is proficient in working with executives and other parties who own 144 stock. 144 rules are quite complicated and anyone owning 144 stock is encouraged to contact their BB&T Scott & Stringfellow financial advisor. Your financial advisor, with assistance from other professionals, can advise you on Rule 144 procedures and opportunities.